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Findings, Opinion, and Order: In the Matter of the Application of Topaz Exchange, LLC for Registration as a National Securities Exchange
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Document Date: 2013-07-26 21:41:12


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File Size: 455,98 KB

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Company

Eurex Frankfurt AG / SWX Swiss Exchange AG / NASDAQ OMX BX Inc. / Topaz Exchange LLC / EDGA Exchange Inc. / U.S. Exchange Holdings Inc. / DE Holdings / Miami International Securities Exchange LLC / EDGX Exchange Inc. / Deutsche Börse AG / ISE Holdings Inc. / SIX Group AG / SWX Group AG / Boston Options Exchange / NASDAQ OMX Group Inc. / NYSE Euronext / Sole LLC / Nasdaq Stock Market Inc. / Eurex Zurich AG / International Securities Exchange Holdings Inc. / Longitude S.A. / Chicago Board Options Exchange Incorporated / BATS Exchange Inc. / Eurex Global Derivatives AG / /

Event

M&A / Name Change / /

IndustryTerm

indirect subsidiary / /

Organization

Executive Committee / Finance and Audit Committee / Corporate Governance Committee / Interim Topaz Exchange Board / Commission for the Boston Options Exchange / Securities and Exchange Commission / /

Person

Elizabeth M. Murphy / Jeffrey S. Davis / Angelo Evangelou / Janet McGinness / Michael Simon / /

Position

EVP and Corporate Secretary / director election processes / broker / President /Chief Executive Officer / General Counsel and Secretary / General Counsel / Secretary / Public Director / additional director / Vice President and Deputy General Counsel / Director / Director nominees / Director positions.43 This process / representative / dealer / Industry Director / director election process / /

Product

Form 1 Application / /

ProgrammingLanguage

C / L / J / /

ProvinceOrState

Delaware / /

SocialTag