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Financial economics / Economy of the United States / Financial regulation / Stock market / NASDAQ / Securities Act / Securities Exchange Act / Security / U.S. Securities and Exchange Commission / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission


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Document Date: 2014-02-26 16:51:25

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City

WASHINGTON / D.C. / /

Company

NAV-Based Trading / Traded Managed Fund / The NASDAQ Stock Market LLC / New York Stock Exchange / National Securities Clearing Corporation / NASDAQ Stock Market / NAVBased Trading / using NAVBased Trading / /

Currency

USD / /

/

Event

Product Recall / Company Listing Change / FDA Phase / Product Issues / Person Communication and Meetings / /

/

IndustryTerm

software malfunction / /

MarketIndex

Nasdaq 5745 / /

Organization

Exchange-Traded Managed Fund / SECURITIES AND EXCHANGE COMMISSION WASHINGTON / D.C. / Reporting Authority / Securities and Exchange Commission / Board of Directors of the Exchange / Self-Regulatory Organization / office of the Federal Register / /

Person

Edward S. Knight / Jonathan F. Cayne / Jonathan Last / /

/

Position

An investment adviser / Executive Vice President and General Counsel / investment adviser / General Counsel / /

Product

Composition File / Section / NAV / IIV / /

Technology

digital signature / /

SocialTag