NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org

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Date: 2013-06-27 16:07:39 Financial Industry Regulatory Authority Financial regulation Federal Arbitration Act U.S. Securities and Exchange Commission Self-regulatory organization Securities Exchange Act Elisse B. Walter Dodd–Frank Wall Street Reform and Consumer Protection Act Class action Law United States securities law Arbitration		NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Download Document from Source Website File Size: 35,58 KB Share Document on Facebook

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	STUDY & RECOMMENDATIONS ON PROHIBITIONS ON PROPRIETARY TRADING & CERTAIN RELATIONSHIPS WITH HEDGE FUNDS & PRIVATE EQUITY FUNDS FINANCIAL STABILITY OVERSIGHT COUNCIL Completed pursuant to section 619 of the Dodd-Frank Wal DocID: 1rrAM - View Document