CREDIT SUISSE FIRST BOSTON CORPORATION / INVESTOR PROTECTION TRUST / UBS WARBURG LLC / Datek Securities Corp. / againstBEAR STEARNS & CO. / FENNER & SMITH INCORPORATED / S. BANCORP / againstLEHMAN BROTHERS INC. / Matthew Greenwald & Associates / againstMORGAN STANLEY & CO. INCORPORATED / GOLDMAN SACHS & CO. / American Benefits Group Inc. / D.L. Cromwell Investments Inc. / Northeastern University Education Technology Center / CMDIT SUISSE FIRST BOSTON LLC / MERRILL LYNCH / NASD Regulation Inc. / Securities Dealers Inc. / UBS SECURITIES LLC / GLOBAL MARKETS INC. / Hunter Associates Inc. / NASD Foundation / PIPER JAFFRAY INC. / P. MORGAN SECURITIES INC. / againstCITIGROUP / /
Country
United States / /
Currency
USD / /
Event
Business Partnership / Employment Change / /
Facility
Employee Benefit Research Institute / College Center / UNITED STATES DISTRICT COURT / /
IndustryTerm
mutual fund products / federal law / /
Organization
CO. INC / Foundation Board / NASD Investor Education Foundation / National Endowment for Financial Education / Internal Revenue Service / NASD Board of Governors / Executive Committee / Boston College Center for Retirement Research Chestnut Hill / Order / Foundation's mission / Consumer Federation of America Type / Employee Benefit Research Institute / RESPONSE OF NASD INVESTOR EDUCATION FOUNDATION TO COMMENTARY OF INVESTOR PROTECTION TRUST Third Party NASD Investor Education Foundation / UN Court / Board of Governors / National Association of Securities Dealers / Securities and Exchange Commission / NASD / /
Person
Elisse B. Walter / Mary L. Schapiro / Robert R. Glauber / Dallas L. Salisbury / David W. Hunter / BENJAMIN GRUBMAN / /
Position
Vice Chairman & President / neutral actor / Vice President / Regulatory Policy & Programs / Executive Vice President / Regulatory Policy & Programs / public Board member / Chairman / Foundation Director / President / Regulatory Policy & Oversight / President & CEO / Chairman & CEO / Chairman / Hunter Associates / /
ProgrammingLanguage
DC / /
ProvinceOrState
New Jersey / Virginia / Maryland / Illinois / Louisiana / New York / Delaware / California / Iowa / Massachusetts / /
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK X SECURITIES AND EXCHANGE COMMISSION, :