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Financial Industry Regulatory Authority / United States securities law / Business / U.S. Securities and Exchange Commission / Securities regulation in the United States / Elisse B. Walter / Law / Legal terms / Arbitration


Securities and Exchange Commission Investor Advisory Committee, Minutes of May 17, 2020 Meeting
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Document Date: 2010-07-16 14:02:36


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File Size: 1,84 MB

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City

Washington / D.C. / /

Company

Brokerage Litigation Sectionin Wells Fargo's Corporation / /

Currency

USD / /

Event

Person Communication and Meetings / /

Facility

Duke University / Exchange Commission's headquarters / University of Cincinnati College / /

IndustryTerm

paid advertising / personal finance topics / television networks / substantive law / substantive law guidance / /

Organization

Department of Labor / Division of Investment Management / and Exchange Commission Investor Advisory Committee / Securities and Exchange Conunission's Investor Advisory Committee / Commodity Futures Trading Commission / Securities and Exchange Commission Investor Advisory Committee / University of Cincinnati College of Law / Exchange Commission / Lewis / AND RECOMMENDATION FROM INVESTOR EDUCATION SUBCOMMITTEE / Clark Law School in Portland / FINRA's Dispute Resolution Department / FINRA / Duke University / Congress / Purchaser Subcommittee / DISCUSSION WITH INVESTOR AS OWNER SUBCOMMITTEE / Securities and Exchange Commission's Investor Advisory Committee / US Federal Reserve / WITH INVESTOR AS OWNER SUBCOMMITTEE / Division of Corporation Finance / Securities and Exchange Commission / Corporate Law Center / /

Person

Davis Adam Kanzer Mark Latham Barbara / Hye-Won Choi / Jennifer Johnson / Brian Breheny / Mark Latham Barbara Roper Dallas Salisbury Kurt / Richard (Mac) Hisey / DAN ARIELY / Salisbury Kurt Schacht Damon Silvers Kurt / Stephen Davis Adam Kanzer Mark Latham Barbara / Kanzer Mark Latham Barbara / Jeff Brown Mercer Bullard Stephen / Kayla Gillan / Aguilar / Kurt Schacht Damon Silvers Kurt / Damon Silvers Kurt Stocker Ann / Robert Plaze / Patricia Cowart / Barbara Black / J. Richard Hisey / Elisse Walter / Linda Fienberg / Bullard Stephen Davis Adam / Brian Breheny Richard Ferlauto Susan / Fred Joseph Advisory / /

Position

President / Designated Federal Official / securities law professor and Director / Co-Chair Committee / Section Manager / Exchange Commissioners Commissioner / securities law professor / arbitrator / Professor of Psychology / Co-Chair / Committee / Commissioner / Professor of Psychology and Behavioral Economics / CO-CHAIR / / Observer / /

ProvinceOrState

Oregon / /

Technology

XBRL / /

URL

http /

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