New York Stock Exchange Inc. / American Stock Exchange / Securities Dealers Inc. / Nasdaq Stock Market Inc. / Financial Industry Regulatory Authority / Standards Inc. / NYSE / Government Relations / N. Am / /
Country
United States / /
Currency
USD / CFP / / /
Event
Judicial Event / /
Facility
Aspen Pub / /
IndustryTerm
build information technology systems / financial planning services / /
Organization
National Association of Personal Financial / Financial Planning Association / Government Accountability Office / U.S. Securities and Exchange Commission / Investment Advisers Commission / Congress / Commission’s Division of Investment Management / Kevin R. Keller Chief Executive Officer CFP Board / Financial Planning Coalition / office of Compliance / Inspections and Examinations / Commission’s Division of Enforcement / National Association of Securities Dealers / CFP Board / CFP Board’s mission / NASD / /
Person
David Massey / Elizabeth M. Murphy / JOEL SELIGMAN / John H. Walsh / Richard Whitney / Ellen Turf / Kevin R. Keller / Marvin W. Tuttle / Jr. / Marianne K. Smythe / Dan Barry / Marilyn Mohrman-Gillis / / /
Position
counsel / Enhancing Investment Adviser / Certified Financial Planner Board / President / Advisors / broker / Chief Executive Officer / Jr. Executive Director/CEO / Secretary / financial planner / investment counsel / Managing Director / Public Policy and Communications / Chairman / Investment Counsel / Investment / Commissioner / Managing Director / Director / Public Policy and Communications / adviser / /
December 16, 2010 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street NE Washington, DC[removed]