Washington / D.C. / Dallas / New Castle / St. Louis / /
Company
ofthe Corporation / Dimctm / Delaware General Corporation / Securities Dealers Inc. / Delewan General Corporation / The NASDAQ Stock Market LLC / THE ATTACHED I S A / Corporation Service Company / General Corporation / Edward Jones / /
Currency
USD / /
Event
Reorganization / Person Communication and Meetings / /
Facility
New Castle / /
Organization
Employee Benefit Research Institute / NASD Investor Education Foundation / NASD NW!SIDR EDUCATION FOUNDATION / NASD INWBTORS BDUCATlON FUND / Carporation / NRSD INVZSTORS EDUCATION FUND / CERTIFICATE OF INCORPORATION OF NASD INVESTORS EDUCATION FUND FILED IN THIE OFFICE OF THE SECRETARY OF STATE OF DELAWARE ON / Board of Directors of the Corporation / Corporation / NASD INVESTORS EDUCATION FUND / Board of Dimctm of the Corporation / WASD INVESTOR EDUCATION FOUNDATION / /
Person
Suzanne Rosa McDowcn Suzanne Ross / John Gannon / Mary L. Schapiro / Suzanne Ross McDowelJ / Robert R. Glaubcr / David W. Hunter / Eileen Famiglietti / Michael Jones / Robert R. Glauber / HARRIET SMITH WINDSOR / Suzanne Ross McDowell / /
Position
CEO / President / director / following authorized officer / Treasurer / Delaware Secretary of State / Secretary of State of the State of Delaware / Secretary / officer / SECRETARY OF STATE / /
NASD Investor Education Foundation