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Equity / Fiduciary / Regulation S-K / U.S. Securities and Exchange Commission / Proxy voting / Elisse B. Walter / Law / Government / Common law


Securities and Exchange Commission Investor Advisory Committee: Minutes of October 5, 2009 Meeting
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Document Date: 2010-01-04 16:09:32


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File Size: 151,07 KB

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City

Washington / D.C. / Ms. Choi / Sydney / Ms. Hobson / /

Country

Australia / United States / /

Event

Employment Change / /

Facility

Exchange Commission’s headquarters / /

IndustryTerm

retail and institutional investors / shareholder communications / risk processing system / actual services / technology resources / retail / retail investors / performance management systems / /

Organization

Division of Investment Management / and Exchange Commission Investor Advisory Committee / SUBCOMMITTEE ORGANIZATION / office of Investor Education and Advocacy / office of Human Resources / Education subcommittee / Purchaser subcommittee / office of Compliance Inspections and Examinations / Securities and Exchange Commission / Department of Labor / Securities and Exchange Commission Investor Advisory Committee / CONCLUDING REMARKS / Division of Risk / Strategy / and Financial Innovation / Division of Trading and Markets / SUBCOMMITTEES Education Subcommittee / Owner subcommittee / Division of Corporation Finance / /

Person

Hye-Won Choi / Buckley / Anson Jeff Brown Mercer Bullard Stephen / Dennis Johnson Adam Kanzer Mark Latham Dallas / Friedman Mellody Hobson Dennis Johnson / Kanzer Mark Latham Dallas / Kayla Gillan / Kurt Schacht Damon Silver Kurt / Mark Latham Dallas Salisbury Kurt Schacht Damon / Elisse Walter Advisory / Diego Ruiz / Fred Joseph / Damon Silver Kurt Stocker Ann / Hannibal / Bullard Stephen Davis Abe / Stephen Davis Abe Friedman Mellody Hobson Dennis / Johnson Adam Kanzer Mark Latham Dallas / Mark Anson Jeff Brown Mercer / Minton / Susan Nash Shelley Parratt David Shillman / Richard (Mac) Hisey / David Fredrickson / Jeff Brown Mercer Bullard Stephen / Nash Shelley Parratt David Shillman / Lori Schock / Aguilar / Stocker Ann / Salisbury Kurt Schacht Damon Silver Kurt / Parratt David Shillman / Davis Abe Friedman Mellody Hobson Dennis / Elisse Walter / Schapiro / David Fredrickson Owen Donley Zak / Fred Joseph Advisory / /

Position

Executive Director / Exchange Commissioners Commissioner / Co-Chair / Committee / Chief Accountant / representative / Designated Federal Official / investment advisor / Co-Chair Committee / independent chair / Chairman / Director / Commissioner / CO-CHAIR / director elections / / adviser / Observer / /

URL

http /

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