Back to Results
First PageMeta Content
Financial services / Bear Stearns / Prime brokerage / Structured investment vehicle / Hedge fund / Collective investment scheme / Nuveen Investments / Securitization / Separately managed account / Financial economics / Investment / Finance


December 3, 2013 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]
Add to Reading List

Document Date: 2013-12-05 10:48:07


Open Document

File Size: 313,38 KB

Share Result on Facebook

Company

Prudential Financial / The New York Times / Putnam Investments / BlackRock / UBS / EACM Advisors LLC / State Street Bank / BNY Mellon / The Goldman Sachs Group Inc. / Asset & Wealth Management Prudential Financial Inc. / Nuveen Investments / Meriten Investment Management GmbH / FMR Corp. / Insight Investment Management Limited / Includes Alcentra NY LLC / Franklin Templeton Investments Northern Trust Global Investments / High-Grade Structured Credit Strategies Master Fund Ltd. / Tradewinds Global Investors / Lehman Brothers Inc. / Lehman Bros. Holdings Inc. / Investment Managers Metlife Inc. / State Street / Mellon Capital Management Corporation / Prudential Private Placement Investors L.P. / Neuberger Berman Asset Management / JPMorgan Chase / Lehman Brothers Holdings / Firm Name BlackRock Inc. / Invesco Legg Mason Inc. / Legg Mason / Bear Stearns / Vanguard Group Inc. / Prudential Investments LLC / Lehman Brothers International Europe / Standish Mellon Asset Management Company LLC / Grade Structured Credit Strategies Enhanced Leverage Master Fund Ltd. / Russell Investments / Wellington Management Company LLP / Bear Sterns / /

Country

United States / United Kingdom / /

Currency

USD / /

Event

Bankruptcy / M&A / FDA Phase / Reorganization / Employment Change / /

Facility

Grand Court / /

IndustryTerm

Insurance company separate accounts / custodial banks / insurance / wealth management / corporate technology / transition management services / clearing services / asset management / insurance company guarantees / insurance company separate account / prime broker / bank / interim management services / investment bank / life insurance / custody bank / long-term structured finance products / /

Organization

Grand Court of Cayman Islands / Ltd. and Bear Stearns High-Grade Structured Credit Strategies Enhanced Leverage Master Fund / U.S. Government / U.S. Securities and Exchange Commission / National Commission on the Causes of the Financial and Economic Crisis / Bear Stearns High-Grade Structured Credit Strategies Master Fund / Federal Stability Oversight Council / Lehman Brothers' Administration / Toronto Leadership Center / Financial Crisis Inquiry Commission / National Association of Insurance Commissioners / office of Financial Research Study / /

Person

Anton R. Valukas / Walter Scott / Kristen Beighton / Simon Lovell Clayton Whicker / Barbara Novick / /

Position

prime broker / custodian / Vice Chairman / manager / external manager / U.S. broker-dealer / manager acts / transition manager / large broker-dealer / standalone asset manager / distressed manager / Investment Counsel / same asset manager / broker-dealer / legacy manager / investment manager / bankruptcy trustee / Murphy Secretary / CIO of the subsidiary / replacement manager / asset manager / / Includes Fidelity Worldwide Investment Pyramis Global Advisors / /

Product

Neuberger Sale Is Approved / Neuberger Sale Is / /

ProgrammingLanguage

DC / /

PublishedMedium

The New York Times / /

URL

http /

SocialTag