New York / Washington / DC / Washington / D.C. / /
Company
UBS / JP Morgan / The Depository Trust & Clearing Corporation / IntercontinentalExchange Inc. / SBS / Markit Group Limited / Deutsche Bank AG / Goldman Sachs / Derivatives Association Inc. / CFTC / The Clearing Corporation / MFA / Credit Suisse First Boston / Clearnet Group Ltd / Barclays/Lehman / /
Commodity Futures Trading Commission / Funds Association / Board of an SBS / International Swaps and Derivatives Association / RMC subcommittee / Commission’s mission / US Federal Reserve / Board committee / RMC / Commission on the Proposed Regulation / 5 / Securities and Exchange Commission / /
Person
Stuart J. Kaswell / Stuart J. Kaswell Stuart / Carlotta King / Jill E. Sommers / / /
Position
Executive Vice President & Managing Director / dealer capital preservation / independent director / Chairman / Murphy Secretary / director / leading advocate for sound business practices and industry growth / director representation / Commissioner / Managing Director / General Counsel / director requirements / representative / dealer / general corporate governance principles / /
April 29, 2011 Via Electronic Submission: http://www.sec.gov/rules/proposed.shtml Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE