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Financial markets / Financial services / Financial risk / Funds / Investment management / Financial crisis / Asset allocation / Collective investment scheme / Late-2000s financial crisis / Financial economics / Economics / Investment


4 December 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]
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Document Date: 2013-12-05 10:56:39

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File Size: 75,91 KB

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Company

AIG Securities Lending Corporation / Oppenheimer Funds / Morningstar / CFA Institute / /

Country

United States / /

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Event

Product Issues / /

Facility

Capital Markets Policy CFA Institute / CFA Institute / /

IndustryTerm

inadequate risk management / derivatives products / /

Organization

Conclusion CFA Institute / CFA Institute / Financial Services Oversight Council / Systemic Risk Council / Securities and Exchange Commission / office of Financial Research / Capital Markets Policy CFA Institute / /

Person

Linda L. Rittenhouse James / James C. Allen / Linda L. Rittenhouse / James Allen / /

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Position

Murphy Secretary / Director / manager / Head / Capital Markets Policy / replacement manager / advocate for investor education / asset manager / Chartered Financial Analyst / manager actions / adviser / /

Product

risk management pertaining / /

URL

www.systemicriskcouncil.com / /

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