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Investment / Financial services / 76th United States Congress / Late-2000s financial crisis / Systemic risk / Investment Advisers Act / Registered Investment Advisor / Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Economics / Finance


November 1, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]
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Document Date: 2013-11-04 10:53:01


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City

Washington / D.C. / /

Company

FSOC / 20Nonbank / See Investment Company Institute / /

Country

United States / /

Currency

USD / /

Event

Product Recall / Product Issues / /

IndustryTerm

investment advisory services / advisory services / implement tools / insurance / state insurance regulations / bank / banking / federal banking laws / certain derivatives products / /

NaturalFeature

Report falls / /

Organization

Department of Treasury’s office of Financial Research / Department of Treasury Report / Government Accountability Office / Financial Stability Oversight Council / Association of Institutional INVESTORS / Investment Company Institute / US Federal Reserve / OFR Report / Department of Treasury / New Council / Commodities Futures Trading Commission / Securities and Exchange Commission / office of Financial Research / /

Person

Elizabeth Murphy / Mary J. Miller / Jacob J. Lew / Treasury Richard Berner / John R. Gidman / /

Position

manager / Director / OFR Members / Swap Dealer / Security-Based Swap Dealer / Secretary of the Treasury / Under Secretary for Domestic Finance / Secretary / large institutional investment adviser / chief compliance officer / investment adviser / Major / asset manager / institutional investment adviser / adviser / /

Product

Report / /

Technology

pdf / /

URL

http /

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