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United States securities law / Late-2000s financial crisis / 76th United States Congress / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Futures contract / Financial adviser / Security / Financial economics / Finance / Investment


August 21, 2013 VIA ELECTRONIC MAIL Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E.
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Document Date: 2013-08-22 10:47:30

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City

Washington / DC / Border Security / /

Company

CFTC / /

Country

United States / /

Currency

USD / /

IndustryTerm

financial services / compliance systems / /

Organization

Commodity Futures Trading Commission / US Federal Reserve / Investment Adviser Association / U.S. Securities and Exchange Commission / /

Person

Monique S. Botkin / Norm Champ / Murphy / John Ramsay / Gary Barnett / Karen Barr / /

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Position

Director / Division of Investment Management / Commissioner / investment adviser / U.S. investment adviser / Major / Chair / security-based swap dealer / asset manager in the United States / dealer / investment adviser in the United States / General Counsel / Secretary / Acting Director / Division of Trading and Markets / Director / Division of Swap Dealer and Intermediary Oversight / adviser / /

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DC / /

Technology

pdf / /

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http /

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