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United States securities law / Fiduciary / U.S. Securities and Exchange Commission / AARP / Securities regulation in the United States / Security / Employee Retirement Income Security Act / Law / Self-regulatory organizations / Financial Industry Regulatory Authority


October 25, 2013 Dear Representative: We understand that H.R. 2374, the misnamed “Retail Investor Protection Act,” may be brought to the floor for a vote next week. H.Rwould impede the ability of federal regul
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Document Date: 2013-10-28 15:52:14


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File Size: 12,47 KB

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America / /

IndustryTerm

separate securities law rule / retail accounts / /

Organization

Department of Labor / Securities and Exchange Commission / Congress / Consumer Federation of America / and Public Citizen / Financial Reform Consumer Federation / FINRA / /

Position

Representative / /

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