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October 25, 2013 Dear Representative: We understand that H.R. 2374, the misnamed “Retail Investor Protection Act,” may be brought to the floor for a vote next week. H.Rwould impede the ability of federal regul
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Document Date: 2013-10-28 15:52:14
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File Size: 12,47 KB
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Continent
America /
/
IndustryTerm
separate securities law rule /
retail accounts /
/
Organization
Department of Labor /
Securities and Exchange Commission /
Congress /
Consumer Federation of America /
and Public Citizen /
Financial Reform Consumer Federation /
FINRA /
/
Position
Representative /
/
SocialTag
United States securities law
Fiduciary
U.S. Securities and Exchange Commission
AARP
Securities regulation in the United States
Security
Employee Retirement Income Security Act
Law
Self-regulatory organizations
Financial Industry Regulatory Authority