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Soft dollar / Money / Financial adviser / Merrill Lynch / U.S. Securities and Exchange Commission / Investment banking / Brokerage firm / Discount brokerage / Selling away / Finance / Business / Financial economics


Bill George Encino, CA September 5, 2008 Secretary Securities and Exchange Commission 100 F Street, NE
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Document Date: 2008-10-09 12:27:39

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City

Washington / DC / /

Company

Poor’s / Merrill Lynch / Value-Line / Argus / Ibbotson & Associates / S&P / Callan Associates / Wilshire Associates / O’Brien & Associates / Vickers Research / /

Country

United States / United Kingdom / /

Currency

USD / /

Event

M&A / /

Facility

University of Chicago / /

Holiday

May Day / /

IndustryTerm

brokerage services / investment banking efforts / execution services / research producers / bundled undisclosed proprietary services / agency-level solutions / computing / finance / undisclosed brokerage services / /

Organization

Congress / Graduate School / U.S. Congress / Center for Research / the University of Chicago / U.S. Department of Justice / CHARLES E. SCHUMER NEW YORK BANKING JUDICIARY Wnited State$ Senate WASHINGTON / Financial Services Authority / Securities and Exchange Commission / /

Person

Bill George / Rex A. Sinquefield / Charles Schumer / Cox / Professors James / James H. Lorie / Bill George Encino / Lawrence Fisher / Stanislav Dolgopolov / John Freund / /

Position

loss leader / broker dealer / The Global Analyst Research Settlement / institutional advisors / Chairman / advisors / broker / Investment Advisor Portfolio Trading Practices Dear Secretary / institutional investment advisors / investment advisors / Secretary / /

URL

http /

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