Equity trading

Results: 422



#Item
1Finance / Economy / Money / Financial markets / Brokerage firms / Commodity markets / Broker-dealer / Fixed income / Order / Manning rule

Finra Rule 5320 Disclosure Rule 5320 generally provides that a broker-dealer that accepts and holds an order in an equity security from its own customer or customer of another broker-dealer is prohibited from trading tha

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Source URL: www.traditionamericas.com

Language: English - Date: 2017-03-31 11:07:20
2

Trading CalendarNordic equity related options & futuresJanuary

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Source URL: www.nasdaqomxnordic.com

Language: English - Date: 2018-01-22 06:35:50
    3

    Trading – Interest Rate Derivatives Trading – Equity and Index Derivatives Back-office – Futures Back-office - Options Technology

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    Source URL: www.m-x.ca

      4

      ☒ ☒ ☒ Trading – Interest Rate Derivatives Trading – Equity and Index Derivatives

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      Source URL: www.m-x.ca

        5

        Trading – Interest Rate Derivatives Trading – Equity and Index Derivatives Back-office – Futures Back-office - Options Technology

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        Source URL: www.m-x.ca

          6

          Regulatory Notice 14-47 Equity Trading Initiatives: Synchronization of Business

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          Source URL: www.finra.org

          - Date: 2015-02-24 12:18:18
            7

            Trading – Interest Rate Derivatives Trading – Equity and Index Derivatives Back-office – Futures Back-office - Options Technology

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            Source URL: reg.m-x.ca

            - Date: 2015-08-07 12:00:22
              8

              Trading – Interest Rate Derivatives Trading – Equity and Index Derivatives Back-office – Futures Back-office - Options Technology

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              Source URL: reg.m-x.ca

              - Date: 2014-12-09 10:56:40
                9

                Trading – Interest Rate Derivatives Trading – Equity and Index Derivatives Back-office – Futures Back-office - Options Technology

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                Source URL: reg.m-x.ca

                - Date: 2015-07-20 15:01:18
                  10

                  Trading – Interest Rate Derivatives Trading – Equity and Index Derivatives Back-office – Futures Back-office - Options Technology

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                  Source URL: www.m-x.ca

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