Standard & Poor / General Investment-Related Terms (continued) Federal Deposit Insurance Corporation / No-Load Fund / U.S. Treasury Securities / Barclay’s Capital / Competing Funds / Benchmark / Morgan Stanley Capital International / Company Stock Fund / Fixed Income Fund / New York Stock Exchange / Large Cap Fund / Collective Investment Fund / Stable Value Fund / Financial Industry Regulatory Authority / Lipper / Morningstar / Mid-Cap Fund / Exchange Traded Fund / /
income products / insurance company makes / insurance contract / insurance / member banks / healthcare / designated / real estate industries / real estate / insurance company account / bank / insurance product / income product / unmanaged / /
MarketIndex
S&P 500 / Russell 3000 / Russell 2000 / NASDAQ Composite / Russell / MSCI EAFE / AMEX Major Market / MSCI World / Dow 30 / /
Organization
Risk Fund / Bond Fund / Fund of Funds / Market Fund / Lifecycle Fund / Association of Securities Dealers Automated Quotation / Balanced Fund / U.S. Securities and Exchange Commission / Global Fund / United States government / Emerging Market Fund / Moody’s Investors Service / Date Fund / Congress / International Fund / Lifestyle Fund / Federal Deposit Insurance Corporation / United States Federal government / Securities and Exchange Commission / U.S. Treasury / Growth Fund / Appreciation Fund / /
Person
Russell Indexes / /
Position
Custodian / Advisor / investment manager for its services / Portfolio Manager / Broker / broker / broker/dealer / and dealer / Trustee / representative of the U.S. / investment manager / Investment Adviser / Major / professional investment adviser / adviser / /
Glossary of Terms Part 1: General Investment-Related Terms 12b-1 Fee: A fee assessed on certain mutual funds or share classes permitted under an SEC rule to help cover the costs associated with marketing and selling the