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4(c)(8)—Agency Transactional Services (Futures Commission Merchants and Futures Brokerage) Section[removed]A futures commission merchant (FCM) is an entity referred to in the Commodity Exchange Act to denote a registere
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Document Date: 2012-09-05 10:09:01


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City

New York / /

Company

CTAs Bank / Regulation Y. Bank / FCM / CAMELS / REGULATION OF FCMs AND CTAs Bank / CTA / FCMs / /

Country

United States / /

Event

Labor Issues / Reorganization / Business Partnership / /

IndustryTerm

state member banks / futures brokerage / foreign banking organizations / important riskmanagement tool / advisory services / similar lending services / related advisory services / execution services / futures-related services / well-capitalized and well-managed bank / clearing services / risk management / bank holding company subsidiaries / parent bank / nonbank subsidiaries / pit broker / incorporated nonbank subsidiaries / transactional services / appropriate operational infrastructure / bank / bank holding company subsidiary / adequate systems / customer-financing services / internal auditor / foreign banks / commodity pool operator / agency transactional services / futures advisory services / /

Movie

Page 3 4 / /

Organization

Commodity Futures Trading Commission / National Futures Association / Futures Industry Association / U.S. Securities and Exchange Commission / US Federal Reserve / Federal Reserve Board / /

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Position

broker / executing broker / Pit-Broker / independent public accountant / carrying broker / pit broker / Carrying-Broker / broker-dealer / independent internal auditor / internal auditor / introducing broker / /

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