FICC

Results: 146



#Item
101Order Approving Proposed Rule Change to Amend the Government Securities Division and the Mortgage-Backed Securities Division Membership Rules; Rel. No[removed], File No. SR-FICC[removed]

Order Approving Proposed Rule Change to Amend the Government Securities Division and the Mortgage-Backed Securities Division Membership Rules; Rel. No[removed], File No. SR-FICC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-11-03 17:48:46
102Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing to Conduct Connectivity Testing; Rel. No[removed], File Nos. SR-DTC[removed], SR-FICC[removed], and SR-NSCC[removed]

Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing to Conduct Connectivity Testing; Rel. No[removed], File Nos. SR-DTC[removed], SR-FICC[removed], and SR-NSCC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-07-18 14:28:53
103FICC: Notice of Filing of Proposed Rule Change to Institute Fines for Late Payment of Cash Obligations and Margin and to Institute Informal Hearing Procedures for Fine Disputes

FICC: Notice of Filing of Proposed Rule Change to Institute Fines for Late Payment of Cash Obligations and Margin and to Institute Informal Hearing Procedures for Fine Disputes

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Source URL: www.sec.gov

Language: English - Date: 2004-11-09 11:04:21
104SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]February 9, 2005 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Ch

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]February 9, 2005 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Ch

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Source URL: www.sec.gov

Language: English - Date: 2005-02-10 15:40:08
105SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-FICC[removed]and SR-NSCC[removed]September 15, 2006 Self-Regulatory Organizations; Fixed Income Clearing Corporation and National Securities Clearin

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-FICC[removed]and SR-NSCC[removed]September 15, 2006 Self-Regulatory Organizations; Fixed Income Clearing Corporation and National Securities Clearin

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Source URL: www.sec.gov

Language: English - Date: 2006-09-18 14:50:38
106SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]December 31, 2012 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Pr

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]December 31, 2012 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Pr

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Source URL: www.sec.gov

Language: English - Date: 2013-01-01 07:51:25
107SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]September 22, 2006 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to As

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]September 22, 2006 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to As

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Source URL: www.sec.gov

Language: English - Date: 2006-09-26 16:16:54
108SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]April 23, 2013 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend Mortg

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]April 23, 2013 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend Mortg

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Source URL: www.sec.gov

Language: English - Date: 2013-04-24 15:24:16
109SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]February 28, 2012 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Make a T

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]February 28, 2012 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Make a T

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Source URL: www.sec.gov

Language: English - Date: 2012-02-29 07:44:07
110SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]April 22, 2013 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Amending the M

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]April 22, 2013 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Amending the M

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Source URL: www.sec.gov

Language: English - Date: 2013-05-01 11:25:47