The Depository Trust Company / Fixed Income Clearing Corporation / Pledgees / Members / Participants Limited / National Securities Clearing Corporation / Depositary Trust Company National Securities Clearing Corporation / Axed Income Clearing Corporation / Limited Members / Regulatory Compliance Clearing Corporation / The Depository Trust / /
Country
United States / /
Currency
USD / / /
Event
Diplomatic Relations / / /
IndustryTerm
large banking institutions / /
Organization
Clearing Agencies / Securities Industry and Financial Markets Association / American Bankers Association / office of Foreign Assets Control / ofSIFMA's Anti-Money Laundering Committee / Chief Compliance officer office of Corporate / Securities and Exchange Commission / Securities Exchange Commission / /
Person
File Nos / SR / Letter / / /
Position
Acting Secretary / Man mg Director and Chief Compliance Officer / representative / Officer / Chief Compliance Officer / OFAC Compliance Officer / /
Comment Letter on File Nos. SR-DTC[removed], SR-NSCC[removed], and SR-FICC[removed]