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Finance / Financial markets / International sanctions / Payment systems / Office of Foreign Assets Control / Union of Good / Depository Trust & Clearing Corporation / Clearing house / Securities Industry and Financial Markets Association / Financial economics / Financial system / Securities


Comments on File No. SR-FICC[removed]
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Document Date: 2009-11-12 13:45:06


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File Size: 119,49 KB

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City

New York / /

Company

DreC DerivlSERV LLC / The Depository Trust Company / Fixed Income Clearing Corporation / Pledgees / Fixed Income Crearing Corporation / DreG Solutions LLC / Members / Participants Limited / National Securities Clearing Corporation / Limited Members / Clearing Corporation / The Depository Trust / /

Currency

USD / /

/

Event

Product Issues / Product Recall / /

/

Organization

Clearing Agencies / Securities Industry and Financial Markets Association / office of Foreign Assets Control / Chief Compliance officer office of Corporate / Securities and Exchange Commission / Securities Exchange Commission / /

Person

Florence E. Hannon / /

/

Position

Man ging Director and Chief Compliance Officer / Acting Secretary / appropriate OFAC Compliance Officer / Chief Compliance Officer / Officer / Operations Officer / /

Product

Clearing Agencies' rule / Clearing Agencies' Proposed Rules / /

ProvinceOrState

New York / /

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