FICC: Order Granting Approval of a Proposed Rule Change to Amend the Rules of the Government Securities Division to Modify the Penalty Assessment Process for Violations of Minimum Financial Standards and for Failures of - FICC - Document - PDFSEARCH.IO

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	FICC: Order Granting Approval of a Proposed Rule Change to Amend the Rules of the Government Securities Division to Modify the Penalty Assessment Process for Violations of Minimum Financial Standards and for Failures of Add to Reading List Document Date: 2004-11-16 17:10:04 Open Document File Size: 105,87 KB Share Result on Facebook Company Fixed Income Clearing Corporation / Membership Category Bank Member / / Currency USD / / Event Delayed Filing / / IndustryTerm bank / / Organization Government Securities Division / Securities and Exchange Commission / Risk Management Committee / Division of Market Regulation / Timely Basis Certain / / Person Margaret H. McFarland / Category / / Position Inter-Dealer Broker / banks and nonInter-Dealer Broker / Dealer / Deputy Secretary / Broker / non-Inter-Dealer Broker / onInter-Dealer Broker / / SocialTag Business United States securities law United States Securities and Exchange Commission U.S. Securities and Exchange Commission Short Futures contract Securities Exchange Act Margin First Issues Collectors Club Finance

FICC: Order Granting Approval of a Proposed Rule Change to Amend the Rules of the Government Securities Division to Modify the Penalty Assessment Process for Violations of Minimum Financial Standards and for Failures of Add to Reading List