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Financial services / Institutional investors / Depository Trust & Clearing Corporation / Broker-dealer / Federal Reserve System / Mutual fund / U.S. Securities and Exchange Commission / Bank / Net capital rule / Financial economics / Investment / Finance


SECURITIES AND EXCHANGE COMMISSION
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Document Date: 2005-02-14 15:26:43

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File Size: 79,75 KB

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Company

National Securities Clearing Corporation / Insurance Services / The Depository Trust Company / Broker-Dealers Using Mutual Fund / NSCC Mutual Fund / /

Currency

USD / /

IndustryTerm

bank applicants / bank capital / bank/trust company members / bank / /

Organization

Federal Deposit Insurance Corporation / Securities and Exchange Commission / Board of Governors of the Federal Reserve System / Division of Market Regulation / US Federal Reserve / /

Position

Deputy Secretary / clearing broker / securities broker / /

Product

Mutual Fund Services / /

SocialTag