Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to a Proposed Interpretation to Rule 342 (Offices – Approval, Supervision, and Control); Rel. No[removed], File No. SR-NYSE[removed] - Federal Capital Commission - Document - PDFSEARCH.IO

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	Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to a Proposed Interpretation to Rule 342 (Offices – Approval, Supervision, and Control); Rel. No[removed], File No. SR-NYSE[removed] Add to Reading List Document Date: 2005-11-30 15:37:54 Open Document File Size: 90,33 KB Share Result on Facebook Company New York Stock Exchange Inc. / / IndustryTerm internal and external communications / banking / insurance company premises / insurance products / communication networks / bank / surveillance systems / insurance / securities products / / Organization SEC Division of Market Regulation Staff Legal Bulletin / Securities and Exchange Commission / Exchange / Division of Market Regulation / Branch Office / / Position branch office manager / broker-dealer / registered broker-dealer / Jonathan G. Katz Secretary / qualified manager / dealer / Manager ratio / manager requirement / manager / broker / qualified branch office manager / / SocialTag Financial regulation United States Securities Exchange Act New York Stock Exchange Securities Act U.S. Securities and Exchange Commission Federal Reserve System Net capital rule United States securities law 73rd United States Congress

Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to a Proposed Interpretation to Rule 342 (Offices – Approval, Supervision, and Control); Rel. No[removed], File No. SR-NYSE[removed]Add to Reading List