Back to Results
First PageMeta Content
Financial regulation / Financial markets / United States housing bubble / Late-2000s financial crisis / United States Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Liquidity risk / ACT / Net capital rule / Financial economics / Finance / United States federal banking legislation


Microsoft Word - Comment Letter - clean.doc
Add to Reading List

Document Date: 2013-05-02 12:07:50


Open Document

File Size: 111,32 KB

Share Result on Facebook

City

Washington / DC / /

Company

National Securities Clearing Corporation / Charles Schwab & Co. Inc. / CCP / The Charles Schwab Corporation / /

Currency

USD / /

Event

Reorganization / M&A / /

Facility

Credit Facility / /

IndustryTerm

affiliated bank / insurance policies / broker-dealer subsidiary / bank / financial services / investment services / money management / financial advisory services / securities brokerage / banking / counterparty services / equity compensation plan services / /

Organization

Board of Governors of the Federal Reserve System / Securities and Exchange Commission / /

Person

File Numbers SR / Affiliated Families / /

Position

independent fee-based investment advisors / investors and independent investment advisors / broker and dealer / Murphy Secretary / an Assistant Director in the Commission / Schwab Advisor Services / independent / fee-based advisors / /

SocialTag