North American Securities Administrators Association Inc. / NASAA Past / Ralph A. Lambiase NASAA / /
Country
Puerto Rico / United States / Canada / Mexico / /
Currency
USD / / / /
IndustryTerm
federal law / state law / state law requirements / Web Address / /
Organization
National Credit Union Administration / Comptroller of the Currency / Commodity Futures Trading Commission / Board of Governors of the Federal Reserve System / Federal Trade Commission / Federal Deposit Insurance Corporation / office of Thrift Supervision / Securities and Exchange Commission / /
Person
Robert M. Lam / Craig Goettsch / Scott P. Borchert / Christine A. Bruenn / John Hanley Ombudsman / Franklin L. Widmann / Colleen Monahan / S. Anthony Taggart / Deborah R. Bortner / Ralph A. Lambiase / Daphne D. Smith / Anthony W. Patey / / /
Position
Jonathan G. Katz Secretary / Executive Director / President / Corporations Counsel / President and Maine Securities Director / broker / investment adviser / Treasurer / dealer / President Connecticut Securities Director / Secretary / /
ProvinceOrState
Tennessee / New Jersey / Utah / Minnesota / Maine / District of Columbia / Pennsylvania / Newfoundland / Iowa / Connecticut / D.C. / /