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Examination Handbook 710 Appendix B, Joint Interpretations of the Interagency Statement on Retail Sales of Nondeposit Investment Products, January 2004
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Document Date: 2012-01-11 15:11:41


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Company

A. Miller Senior Government Relations Counsel Trust / Not FDIC Insured No Bank Guarantee / Federal Deposit Corporation / /

IndustryTerm

bank retail sales / retail sale / nondeposit investment products / retail sales / visual media / bank premises / retail sales activities / bank / investment products / financial advisory services / securities brokerage / line services / sound banking practices / bank guarantee / retail customers / /

Organization

COMPTROLLER OF THE CURRENCY / Sarah A. Miller Senior Government Relations Counsel Trust / Board of Governors of the Federal Reserve System / US Federal Reserve / Division of Banking Supervision and Regulation / Board of Governors / American Bankers Association / office of Policy / Federal Reserve Federal Deposit Insurance Corporation Office / office of the Chief National Bank Examiner / Federal Reserve Board / Division of Supervision / FEDERAL DEPOSIT INSURANCE CORPORATION / Comptroller of the Currency office of Thrift Supervision / office of Thrift Supervision / office of Supervision Policy / Securities and Exchange Commission / Business Transactions Division / Legal Division / Department of the Treasury / /

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Position

broker dealer / custodian / broker / dealer / Custodian Accounts / affiliated broker dealer / government and municipal securities dealer / /

ProgrammingLanguage

DC / /

Technology

ATM / /

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