| Document Date: 2012-10-23 16:27:09
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Company Client Transactions / Personal Trading A. / Personal Trading / Voting Client Securities / Fieldstone Financial Management Group LLC / Clients Fieldstone Financial / Advisory Business A. Fieldstone Financial / / Currency USD / / / Event Business Partnership / / IndustryTerm execution services / insurance / custodial services / related consulting services / investment management services / planning or consulting services / consulting services / gratis consulting services / investment products / commodity pool operator / / Organization United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / / Person Kristofor R. Behn / / / Position attorney / specific broker-dealer/custodian / custodian / investment adviser representative / commodity trading advisor / designated broker-dealer/custodian / specific broker-dealer / brokerdealer/custodian / investment advisors / broker-dealer / Chief Compliance Officer / broker-dealer/custodian / Governor / particular broker-dealer/custodian / investment adviser / accountant / and no portion / qualified broker-dealer / representative / registered representative / broker-dealer/custodian for client investment management assets / / Product Chief Compliance Officer / / ProvinceOrState Delaware / / URL www.adviserinfo.sec.gov / www.fieldstonefinancial.com / /
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Microsoft Word - Part 2A Brochure[removed]Fieldstone.FILED.doc