Wells Fargo Advisors LLC / Barclays Capital Inc. / Strategic Capital Group LLC / Better Markets Inc. / Candace King Weir / Dealers / Wells Fargo / North American Securities Administrators Association Inc. / Feltl & Company Inc. / Bank of America / Paradigm Capital Management Inc. / Dominick & Dominick LLC / Investment Advisers / /
Division of Investment Management / National Association of Personal Financial / Investment Adviser Regulation Office / Financial Planning Association / Regulations Administration / DEPARTMENT OF HEALTH AND HUMAN SERVICES Food / Securities Industry and Financial Markets Association / Consumer Federation of America / office of Management and Budget / U.S. Securities and Exchange Commission / Financial Services Institute / American Bar Association / Congress / North American Securities Administrators Association / National Archives and Records Administration / office of Compliance Inspections and Examinations / Business Law’s Committee on Federal Regulation of Securities / /
Person
Lynn Letter / Brent J. Fields / Silver Spring / Barnard Letter / Troy A. Paredes / Chris Barnard / Robert X. Reilly / Norman B. Arnoff / Thomas Michael Manis / Jeffrey W. Lynn / Kathleen L. Casey / Paul A. Immerman / Weir / N. Gary Price / Daniel S. Kahl / Sarah A. Buescher / Melissa S. Gainor / / /
Position
Counsel / Advisors / Branch Chief / official business days / trusted investment adviser / eligible adviser / Secretary / Deputy Secretary / affiliated broker-dealer / broker-dealer / broker dealer / Assistant Director / investment adviser / investment adviser / including small entities / representative / adviser / /
[removed]Federal Register / Vol. 79, No[removed]Tuesday, December 23, [removed]Rules and Regulations info/edgar.shtml. You can obtain paper copies of the EDGAR Filer Manual from