Investment Technology Group Inc. / Liquidity Resources / Capital Americas LLC / Deutsche Bank / ConvergEx Execution Solutions LLC / Citadel Securities / SIFMA / Nuland / Seward & Kissel / LLP / National Securities Clearing Corporation / Charles Schwab & Co. Inc. / Fidelity Investments / Bracewell & Giuliani LLP / /
Event
Reorganization / M&A / Company Expansion / /
Facility
Credit Facility / Institute Supplemental Liquidity Deposits / /
IndustryTerm
bilateral thirdparty bank / industry trade / agency performing central counterparty services / non-bank / bank / /
Organization
Securities Industry and Financial Markets Association / Clearing Fund / Financial Stability Oversight Council / FINRA / NSCC’s Clearing Fund / Securities and Exchange Commission / /
Person
Elizabeth M. Murphy / Peter Morgan / Matthew S. Levine / Giovanni Favretti / John C. Nagel / Paul T. Clark / Larry E. Thompson / Julian Rainero / Mark Solomon / Scott C. Goebel / Thomas Price / Knight / /
Position
Managing Director and DTCC General Counsel / Secretary / Vice President / General Counsel / Director / Operations / Technology & BCP / Chief Financial Officer & Executive Managing Director / Managing Director / Co-Chief Compliance Officer / Managing Director / Managing Director and General Counsel / Vice President & Deputy General Counsel / Managing Director / Operations / Managing Director and Deputy General Counsel / /
SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]December 5, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to Advance Notice Fili