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Financial risk / Trading room / Financial adviser / Intermediary / Collective investment scheme / Financial economics / Finance / Investment


RECOGNISED INTERMEDIARY STATUS Introduction A recognised intermediary is that part of the trading operations of a bank or securities house which is accepted by the Panel as a recognised intermediary for the purposes of
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Document Date: 2014-09-05 05:30:10


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Country

United Kingdom / /

Facility

Paternoster Square / /

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IndustryTerm

appropriate systems / bank / /

Organization

FSA / /

Person

Sue Powell / /

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SocialTag