Financial market participants

Results: 278



#Item
271Climate change policy / Financial markets / Derivative / Futures contract / Over-the-counter / Commodity Futures Trading Commission / Emissions trading / Commodity market / Speculation / Financial economics / Investment / Finance

July 1, 2009 Emissions groups join fight against proposal for mandatory OTC clearing Unhappy with market oversight language in a House energy and climate change bill approved late last week, carbon market participants ar

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Source URL: www.jweinsteinlaw.com

Language: English - Date: 2009-07-09 15:43:07
272United States Securities and Exchange Commission / United States securities law / Systemic risk / Broker-dealer / Fixed income market / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Securities Exchange Act / Commodity Futures Trading Commission / Financial regulation / Financial economics / Finance

Proposed Rule: Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Capital Rule for Certain Security-Based Swap Dealers

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Source URL: edgar.sec.gov

Language: English - Date: 2014-04-25 16:07:50
273Funds / Mutual fund / Individual retirement account / Survey of Consumer Finances / Balance sheet / Retirement / Money market fund / 401 / Wealth inequality in the United States / Investment / Financial economics / Finance

Number of Employer-Provided Pension Plans and Participants

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Source URL: www.ebri.org

Language: English - Date: 2003-03-30 23:00:00
274Institutional investor / Asset allocation / Pension fund / Bond market / Mutual fund / Pension / Bond / Hedge fund / Financial market participants / Financial economics / Investment / Finance

PDP[removed]Pension Reform, Investment Restrictions,

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Source URL: www.imf.org

Language: English - Date: 2004-09-08 17:32:11
275Financial markets / Securities / Australian Securities Exchange / Economy of New South Wales / Stock market / Settlement / Financial services / Clearing / Repurchase agreement / Financial economics / Investment / Finance

SECTION 6 RIGHTS AND OBLIGATIONS OF PARTICIPANTS 6.1

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Source URL: www.asx.com.au

Language: English - Date: 2014-04-23 01:02:25
276Service of process / Economy of Oceania / Financial economics / Stock market / Australian Securities Exchange / Economy of New South Wales / Economy of Australia

ASX OPERATING RULES SECTION 1 ACCESS TO THE MARKET ADMISSION OF MARKET PARTICIPANTS ............................................................... 103

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Source URL: www.asx.com.au

Language: English - Date: 2011-12-28 18:04:59
277United States Securities and Exchange Commission / United States securities law / Systemic risk / Broker-dealer / Fixed income market / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Securities Exchange Act / Commodity Futures Trading Commission / Financial regulation / Financial economics / Finance

Proposed Rule: Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Capital Rule for Certain Security-Based Swap Dealers

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Source URL: www.sec.gov

Language: English - Date: 2014-04-25 16:07:50
278Economy of Asia / Depository participant / Demat account / Central Depository Services Limited / Bombay Stock Exchange / WQQB / Security / Economy of India / Stock market / Financial economics

Central Depository Services (India) Limited Convenient • Dependable • Secure COMMUNIQUÉ TO DEPOSITORY PARTICIPANTS CDSL/OPS/DP/1709

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Source URL: www.cdslindia.com

Language: English - Date: 2009-09-09 03:13:21
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