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Business / Financial Industry Regulatory Authority / Finance / Financial services / U.S. Securities and Exchange Commission / Stock broker / Registered representative / ACT / Selling away / United States securities law / Self-regulatory organizations / Financial economics


Microsoft Word - BROKERS WSJ submission.docx
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Document Date: 2014-10-24 07:34:16

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File Size: 338,04 KB

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City

New York / /

Company

Wall Street Journal / Financial Industry Regulatory Authority / /

Continent

America / Americas / /

Country

United States / /

Currency

USD / /

/

Event

Bankruptcy / Company Expansion / /

IndustryTerm

chord diagram tool / individual brokers / troubled broker / non-finance / social network analysis software / /

Organization

U.S. Securities and Exchange Commission / U.S. Supreme Court / federal government / Institution of Experience / SEC’s Division of Economic and Risk Analysis / North American Association of Securities Administrators / NASD / /

Person

Kenneth Michael Dwyer / Rob Barry / Mark Schoeff Jr. / Edward Markey / Rob Barry Jean Eaglesham / Louis Brandeis / Jean Eaglesham / Richard G. Ketchum / /

/

Position

Broker / individual broker / troubled broker / Stockbroker / Contents General / Chairman / Database Applications General / registered stockbroker / /

Product

BrokerCheck system / BrokerCheck / BrokerCheck tool / Finra BrokerCheck / /

ProgrammingLanguage

XML / /

ProvinceOrState

New York / Massachusetts / /

PublishedMedium

The Wall Street Journal / Wall Street Journal / /

Technology

XML / pdf / Data Mining / /

URL

http /

SocialTag