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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoApril 21, 2015 ADMINISTRATIVE PROCEEDING
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Document Date: 2015-04-21 19:45:43

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File Size: 188,20 KB

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City

Denver / Oklahoma City / Leawood / /

Company

KORNITZER CAPITAL MANAGEMENT INC. / /

Country

United States / /

Currency

USD / /

Facility

Enterprise Services Center Accounts Receivable Branch HQ Bldg. / Byron G. Rogers Federal Building / /

IndustryTerm

advisory services / bank account / bank / /

Organization

Regional Office / Asset Management Unit / Shawnee Mission / Securities and Exchange Commission / /

Person

Kurt L. Gottschall / BARRY E. KOSTER / /

Position

chief financial officer / chief compliance officer / CEO / cashier / president and CEO / chief executive officer / chief investment officer and the coportfolio manager / investment adviser / chief financial officer and chief compliance officer / registered investment adviser / adviser / Brent J. Fields Secretary / Assistant Regional Director / founder / /

ProvinceOrState

Kansas / Delaware / Colorado / /

URL

Pay.gov / http /

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