Morgan Stanley Smith Barney / BlackRock / UBS / Central Park Group Funds / iShares / Apollo Ares AXA Equitable Bank of America / Royal Bank of Canada / The Alger Funds / Mutual/Registered Funds / Master Investment Portfolios/Barclays Global Investors Funds / UBS A&Q Funds / State Street / Ameriprise / Van Kampen Funds / GE Funds / Value Line Funds / Abbett & Co. / Bank of America / Lazard / Columbia Funds / Morgan Keegan / America's Nations Funds / Highland Capital / SkyBridge Capital / T E R S A / Legg Mason / Goldman Sachs Asset Management / Invesco / HSBC / PennantPark / Needham Funds / Smith Barney Funds / /
Continent
America / /
Country
United States / /
Currency
USD / /
Event
Reorganization / Business Partnership / M&A / /
IndustryTerm
state law / variable insurance / variable annuity products / legal services / internal compliance systems / investment products / registered alternative asset products / /
Organization
Swiss Helvetia Fund / U.S. Securities and Exchange Commission / Bank of Canada / Van Kampen Family / SEC’s Division of Investment Management / /
Person
Frank Act Sarbanes-Oxley / /
Position
director of various Tremont-affiliated funds / counsel / Independent Compliance Consultant / independent director / York Attorney General / special Independent Legal Counsel / affiliated broker-dealer / Director and Deputy Director / Independent Director Counsel / Director / director/trustee responsibilities / investment adviser / BlackRock Realty Advisors / special counsel / /
S T RO O C K INVESTMENT M A NAG E M E N T STROOCK