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Financial services / 76th United States Congress / Investment Advisers Act / Financial adviser / Registered Investment Advisor / Investment Advisor / Hedge fund / Accredited investor / Management fee / Financial economics / Investment / Finance


Microsoft Word - 5475045_2.docx
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Document Date: 2015-01-20 13:53:00


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File Size: 463,41 KB

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City

San Francisco / /

Company

Corporations 1 / SF SHARTSIS FRIESE LLP / /

Country

United States / /

Currency

USD / /

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Facility

SF SHARTSIS FRIESE LLP One Maritime Plaza / /

IndustryTerm

investment advisory services / venture capital / retail buyer fund / execution services / system processing fee / secure portal / online form / /

Organization

Commodity Futures Trading Commission / California Department of Business Oversight / Court of Appeals / California Department of Business Oversight Electronic Communications Requirement / Federal Trade Commission / U.S. Securities and Exchange Commission / California Private Fund / FINRA / /

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Position

certified public accountant / attorney / Californiaregistered adviser / state exempt reporting adviser / custodian / California Commissioner / private fund adviser / SECregistered adviser / SECregistered investment adviser / Commissioner / Investment Adviser / terminated investment adviser representative / qualified custodian / representative / auditor / accountant / exempt reporting adviser / Investment Adviser Public Disclosure website / General / director / officer / California-registered adviser / registered adviser / adviser / manager / director / Lobbyist / /

ProvinceOrState

California / /

Technology

PDF / /

URL

http /

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