FC Management Inc. / First Atlantic Investment Advisory Corp. / ofFC Inc. / Neither FC Inc. / lQ Bingham McCutchen LLP / FC Inc. / McGovern Advisory Group Inc. / FundersClub Management LLC / CA FC Inc. / McCutchen LLP / Regulation D. FC Inc. / Federalist Management Corporation / F.A. Spina & Co. / ofFundersClub Inc. / FundersClub Inc. / Monica Silicon Valley Tokyo Washington Bingham McCutchen llP / FC Management ifFC Inc. / Marbach & Company / Bingham McCutchen LLP / No-Action Letter Request ofFundersCJub Inc. / Invescap ofFlorida Inc. / Beijing Boston Frankfurt Hartford Hong Kong FC Inc. / / /
York Orange County San Francisco Santa Monica Silicon Valley Tokyo Washington Bingham McCutchen llP Three Embarcadero Center / Bingham McCutchen LLP Three Embarcadero Center / / /
IndustryTerm
venture capital / bank custody fees / investment funds / owned subsidiary / online process / periodic statements / bank / custodian bank / /
Organization
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON / DC / U.S. Securities and Exchange Commission / Division of Trading and Markets / Congress / Division of Trading / US Federal Reserve / /
Person
David A. Lipton / Mike Bantuveris / Hardy Callcott / David W. Blass / Jack Rosenfield / Joseph McCulley / Timothy White / Joseph Furey / / /
Position
fund administrator / custodian / capital fund adviser / board member / venture capital fund adviser / manager of a series of Delaware / manager / broker / Assistant Chief Counsel / BROKER-DEALER / Broker Dealer / Chief Counsel / investment adviser / dealer / Special Counsel / adviser / /
Division of Trading and Markets No-Action Letter: FundersClub Inc. and FundersClub Management LLC