Chaffe & Associates / RDM Infodustries Inc. / Participating Affiliates / Al O'Brien Associates / Koyen / Clarke & Associates / Maratta Advisory Inc. / Touche Holdings Inc. / Lamp Technologies Inc. / American Express Bank International / See Zenkyoren Asset Mgmt. of America Inc. / Kenisa Oil Company / FPC Securities Corp. / STROOCK & LAVAN LLP / Townsend and Associates Inc. / Brightline Solutions / Capital Gains Research Bureau Inc. / First Commerce Investors Inc. / See Maratta Advisory Inc. / Metropolitan Life Insurance Company / Dominion Resources / Brighton Pacific Realty Asset Management Co. / /
Country
United States / United Kingdom / / /
Event
Person Communication and Meetings / /
IndustryTerm
real estate investment trusts / investment advisory services / advisory services / brokerage services / real estate investments / search criteria / telephone listing / real estate / investment adviser subsidiaries / bank / proxy voting services / /
Organization
Department of Labor / Financial Planning Association / U.S. Securities and Exchange Commission / Congress / US Federal Reserve / Exemptive Authority / SEC Division of Investment Management / Southwest Corporate Federal Credit Union / /
Person
Richard J. Shaker / Alexander V. Stein / Stanley B. Judd / Elmer D. Robinson / Robert S. Strevell / Plaze / Olena Berg / Elliott W. Smith / Frank Mason / William J. Hughes / William Bloor / George J. Dippold / Seong Seow / Henry S. Miller / /
Position
Media General / Commodity Trading Advisors / Large Trader / broker / Deputy Chief Counsel / Division of Investment Management / domestic adviser / financial planner / investment counsel / broker-dealer / Investment Counsel / Investment Management / investment manager / Financial Advisors / Assistant Secretary / Investment Adviser / dealer / Deputy Director of the Division / Adviser / Deputy Director / /
Regulation of Investment Advisers by the U.S. Securities and Exchange Commission