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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 ADMINISTRATIVE PROCEEDING
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Document Date: 2015-04-10 15:51:13

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City

New York / /

Company

Puda Coal Inc. / Macquarie Capital (USA) Inc. / /

Country

United States / /

Facility

United States District Court / /

IndustryTerm

investment banking associate / /

Organization

United States District Court for the Southern District of New York / Securities and Exchange Commission / /

Person

WILLIAM F. FANG / /

Position

broker / dealer / municipal securities dealer / municipal advisor / associate and registered representative / registered broker-dealer / consultant / dealer / investment adviser / Brent J. Fields Secretary / investment adviser / municipal securities dealer / /

ProvinceOrState

New York / /

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