FINRA International / Development/World Bank / Private Sector Development Global Capital / Disclosure Authorized WPS5542 The World Bank Financial / IOSCO SRO / World Bank Group / OTC markets / Compliax Consulting Inc. / Financial Services / /
Continent
Asia / North America / Europe / /
Country
Egypt / France / Japan / United States / Brazil / Canada / United Kingdom / South Korea / India / / /
IndustryTerm
financial regulatory systems / Securities regulation systems / supervision systems / risk management / regulatory systems / risk management systems / open access / retail and institutional clients / securities regulatory systems / internal systems / retail markets / corporate governance systems / appropriate tool / /
Organization
International Council of Securities Associations / International Organization of Securities Commissions / International Capital Markets Association / Financial Services Authority / U.S. Securities and Exchange Commission / FINRA / SROs / International Swaps and Derivatives Association / US Financial Industry Regulatory Organization / Global Capital Markets Department / International Bank for Reconstruction and development / Organization of the Paper Following / Investment Industry Regulatory Organization of Canada / Japan Securities Dealers Association / /
Person
Paul Andrews / Richard Britton / Patrick Conroy / Clemente del Valle / /
Position
Consultant / Private Sector / general capital markets development perspective / author / Executive Directors / Lead Financial Specialist / government minister / Deputy Managing Director / Director / Financial Sector Development / Director / Financial Sector Development / /
Microsoft Word - Self-Regulation in Securities Markets Janfinal.docx