GUIDELINES ON THE ROLE AND APPROVAL OF COMPLIANCE OFFICERS 1. Introduction In accordance with section 27 of the Financial Services Commission Act, R.S.A. c. F28, a licensee is required to appoint a fit and proper indivi

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Date: 2013-01-16 12:50:18 Corporate governance Regulatory compliance Money laundering Ethics Finance Compliance and ethics program Internal control Auditing Financial regulation Business		GUIDELINES ON THE ROLE AND APPROVAL OF COMPLIANCE OFFICERS 1. Introduction In accordance with section 27 of the Financial Services Commission Act, R.S.A. c. F28, a licensee is required to appoint a fit and proper indivi Document is deleted from original location. Use the Download Button below to download from the Web Archive. Download Document from Web Archive File Size: 105,45 KB

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