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Financial services / 76th United States Congress / Private equity / Hedge fund / Investment Advisers Act / Collective investment scheme / Management fee / U.S. Securities and Exchange Commission / Financial adviser / Financial economics / Investment / Finance


Document Date: 2015-04-16 18:03:14

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City

San Francisco / Oklahoma City / New Orleans / /

Company

WestEnd Capital Management LLC / Porsche / WestEnd Partners L.P. / /

Country

United States / /

Currency

USD / /

Event

Product Recall / Product Issues / Business Partnership / /

Facility

Enterprise Services Center Accounts Receivable Branch HQ Bldg. / /

IndustryTerm

bank account / advisory and financial planning services / quarterly management / personal bank account / bank accounts / private bank / bank / personal bank accounts / /

Organization

San Francisco Regional Office / Securities and Exchange Commission / /

Person

Erin E. Schneider / SEAN C. COOPER / /

Position

principal underwriter / portfolio manager / cashier / auditor / investment adviser / and also the portfolio manager / chief / portfolio manager of the Fund / investment adviser / municipal securities dealer / chief compliance officer / Compliance Officer / dealer / investment adviser / officer / director / member of an advisory board / investment adviser / broker / dealer / municipal securities dealer / municipal advisor / Regional Director / director / member of an advisory board / investment adviser / manager for the Fund / registered investment adviser / adviser / Brent J. Fields Secretary / managing member / /

Product

fees / purported fees / /

ProvinceOrState

Louisiana / Marin County / California / /

URL

http /

SocialTag