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Microsoft Word - KAFA ADV Part 2A 03_2015 Draft.docx
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Document Date: 2015-04-01 09:40:24

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File Size: 271,71 KB

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City

Houston / /

Company

Kayne Anderson Energy Total Return Fund / Client Transactions / KYN / Personal Trading / Kayne Anderson Midstream/Energy Fund / KED / Kayne Anderson Capital Advisors L.P. / Investment Discretion 16 Item 17 Voting Client Securities / KAFA / New York Stock Exchange / Kayne Anderson Energy Development Company / Kayne Anderson MLP Company / /

Currency

USD / /

/

Event

Business Partnership / Reorganization / Funding / /

IndustryTerm

energy sec. / energy conservation / transportation / intrastate and interstate transportation systems / natural gas / energy sources / energy / infrastructure energy / financial leverage / energy commodity prices / energy commodity / crude oil / petroleum products / investment banks / portfolio management / natural gas liquids / energy commodities / legal and accounting costs / energy sector / upstream energy / mining / commodity pool operator / midstream energy / /

Organization

Commodity Futures Trading Commission / National Futures Association / United States Securities and Exchange Commission / KA Fund / Clients KA Fund / FINRA / /

Person

Neil / Private / /

/

Position

adviser representatives / Advisors / broker / investment advisor / officer / Chief Compliance Officer / affiliated registered investment adviser / Governor / contractually appointed investment adviser / investment adviser / operator and commodity trading adviser / registered investment adviser / dealer / Private / managing member / /

ProvinceOrState

Texas / /

URL

www.adviserinfo.sec.gov / www.kaynefunds.com / /

SocialTag