UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 20, 2015 ADMINISTRATIVE PROCEEDING

First Page		Document Content
Date: 2015-05-20 17:49:56 Finance Financial services Registered Investment Advisor Investment Advisers Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities Act Collective investment scheme SEC Rule 10b-5 Financial economics United States securities law Investment		UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 20, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 86,44 KB Share Document on Facebook

	OMB APPROVAL OMB Number: Estimated average burden hours per response DocID: 1rst4 - View Document
	OMB APPROVAL OMB Number: Estimated average burden hours per response DocID: 1rsb2 - View Document
	OMB APPROVAL OMB Number: Estimated average burden hours per response DocID: 1rnmd - View Document
	SR-FINRANotice of Filing and Immediate Effectiveness DocID: 1rngb - View Document
	Microsoft Wordindex1.doc DocID: 1rl1G - View Document