Creative Investment Research Inc. / Better Markets Inc. / Rothwell Consulting LLC / Davis Polk & Wardwell LLP / Sullivan & Cromwell LLP / /
Continent
America / /
Country
United States / /
Facility
See Pub / CFA Institute / /
IndustryTerm
printing / /
Organization
Department of Labor / Comptroller of the Currency / Union Administration / Commodity Futures Trading Commission / U.S. House of Representatives / CFA Institute / Securities Industry and Financial Markets Association / Federal Reserve Board / office of Financial Responsibility / Federal Housing Finance Agency / Securitization Group / Securities Industry and Financial Markets Association / Securities and Exchange Commission / Division of Trading and Markets / /
Person
Barnard Letter / Chris Barnard / Joseph M. Furey / Rachel B. Yura / Michael A. Macchiaroli / Randall W. Roy / Brice D. Prince / Thomas K. McGowan / / /
Position
Attorney / Assistant Chief Counsel / broker-dealer / Assistant Director / President / Associate Director / Branch Chief / Chief Counsel / Deputy Associate Director / General / Special Counsel / policies and procedures broker-dealer / Prince / Special Counsel / Office / Special Counsel / Office / /