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SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 16, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Ame
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Document Date: 2015-04-16 14:33:28

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File Size: 56,76 KB

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Company

First Trust Advisors L.P. / Intermarket Surveillance Group / Standard & Poor / The NASDAQ Stock Market LLC / NASDAQ OMX Information LLC / New York Stock Exchange / GIDS / First Trust Portfolios L.P. / Financial Industry Regulatory Authority / Fitch Ratings / The Bank of New York Mellon Corporation / Moody’s Investors Service Inc / /

Country

United States / /

Currency

USD / /

Event

Man-Made Disaster / Debt Financing / Credit Rating / /

IndustryTerm

online information services / trade services / automated quotation systems / electronic services / real-time basis / /

MarketIndex

NASDAQ 2015 / NASDAQ OMX / OMX Information LLC proprietary / /

Organization

Congress / U.S. government / Consolidated Tape Association / Options Price Reporting Authority / Securities and Exchange Commission / U.S. Treasury / /

Position

broker-dealer / principal underwriter / custodian / sub-adviser / investment adviser / administrator / Adviser / /

Product

Ratings Services / /

SocialTag