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United States administrative law / Financial regulation / Politics of the United States / Law / Corporate crime / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Act / Securities Exchange Act / Rulemaking / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress


SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 200, 232, 240, and 249 Release No[removed]; File No. S7[removed]RIN 3235–AK79 Security-Based Swap Data Repository Registration, Duties, and Core Principles AGENCY: Securit
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Document Date: 2015-02-11 11:09:42

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File Size: 2,12 MB

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City

Washington / D.C. / Border Security / See Security / Major Security / Current Security / /

Company

Final Rule Automated Systems / /

Country

United States / /

Event

Product Issues / Product Recall / /

Organization

Service of Process and Non-Resident SDRs / Securities and Exchange Commission / Division of Trading and Markets / AK79 Security-Based Swap Data Repository Registration / Duties / and Core Principles AGENCY / /

Person

Jo Anne Swindler / Stephanie Park / Richard Vorosmarti / Paula Jenson / Elizabeth Fitzgerald / Andrew Shanbrom / Jeffrey Mooney / Kevin Schopp / Angie Le / /

/

Position

Chief Compliance Officer / Assistant Director / Branch Chief / Acting Chief Counsel / Senior Special Counsel / General / Special Counsel / /

Product

Final Rule B. / /

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