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March 23, 2012 Via FSA Website Investment Funds Team Conduct Policy Division Financial Services Authority
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City

Washington D.C. / London / New York / /

Company

MiFID / ESMA’s / MFA / /

Country

United Kingdom / /

Currency

USD / /

Event

M&A / Reorganization / /

Facility

The North Colonnade Canary Wharf / /

IndustryTerm

retail standard / portfolio management / investment services / risk management / retail consumer protection concepts / retail customers / policy makers / retail consumers / retail investors / /

Organization

Funds Association / FSA / Financial Services Authority / European Union / /

Person

Stuart J. Kaswell / Stuart J. Kaswell Stuart / Benjamin Allensworth / /

/

Position

manager of the AIF / Executive Vice President & Managing Director / chief compliance officer / portfolio manager / compliance officer / leading advocate for sound business practices and industry growth / manager / Managing Director / General Counsel / general matter / manager of the firm / AIFMS General / General / adviser / senior manager / /

Technology

AIF / /

SocialTag