CBOE Holdings, Inc. and Subsidiaries Regulatory Independence Policy For Non-Regulatory Group Personnel Adopted October 30, 2012 Summary This policy is designed to preserve the independence of CBOE’s Regulatory Services - Financial independence - Document - PDFSEARCH.IO

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	CBOE Holdings, Inc. and Subsidiaries Regulatory Independence Policy For Non-Regulatory Group Personnel Adopted October 30, 2012 Summary This policy is designed to preserve the independence of CBOE’s Regulatory Services Add to Reading List Document Date: 2013-05-30 10:09:27 Open Document File Size: 99,88 KB Share Result on Facebook Company CBOE Futures Exchange LLC / CBOE Company / Regulatory Independence Policy For Non-Regulatory Group Personnel Adopted October / CBOE Companies / Chicago Board Options Exchange Incorporated / non-Regulatory Group / CBOE Holdings Inc. / CBSX / Regulatory Group / C2 Options Exchange Incorporated / The Options Clearing Corporation / / IndustryTerm regulatory services / extent such communications / / Organization Federal Reserve Board / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / / / Position No director / Chief Regulatory Officer of the Regulatory Services Division / General Counsel / director / Chief Regulatory Officer / / SocialTag Chicago Board Options Exchange Regulation Futures exchange Securities Exchange Act Economy of the United States Public administration Financial economics Administrative law Economics of regulation United States securities law

CBOE Holdings, Inc. and Subsidiaries Regulatory Independence Policy For Non-Regulatory Group Personnel Adopted October 30, 2012 Summary This policy is designed to preserve the independence of CBOE’s Regulatory ServicesAdd to Reading List