Back to Results
First PageMeta Content
United States securities law / Self-regulatory organizations / United States Securities and Exchange Commission / 73rd United States Congress / Financial markets / Securities Exchange Act / Chicago Stock Exchange / Exchange-traded fund / Financial Industry Regulatory Authority / Financial economics / Economy of the United States / Investment


Regulation of Securities Markets The Division of Market Regulation oversees the operations of the nation’s securities markets and market participants. In 2002, the SEC supervised over 8,000 registered broker-dealers wi
Add to Reading List

Document Date: 2003-01-31 09:45:25

Open Document

File Size: 238,78 KB

Share Result on Facebook

Company

Chicago Mercantile Exchange Inc. / Philadelphia Stock Exchange / Chicago Board Options Exchange / International Securities Exchange / New York Stock Exchange / Pacific Exchange Inc. / Nasdaq Stock Market Inc. / American Stock Exchange / ITS Plan’s Trade / Nasdaq-Liffe Markets LLC / OneChicago LLC / Chicago Stock Exchange / Boston Stock Exchange / Total SRO / Cincinnati Stock Exchange / /

Country

United States / /

Currency

USD / /

Event

Product Recall / FDA Phase / Product Issues / /

Facility

NASD’s Alternative Display Facility / Alternative Display Facility / /

IndustryTerm

electronic communications networks / longer-term solution / securities futures products / security futures products / /

Organization

Comptroller of the Currency / Commodity Futures Trading Commission / Federal Reserve Board / SEC’s Division of Corporation Finance.47 / New York State Banking Department / U.S. Securities and Exchange Commission / National Association of Securities Dealers / Municipal Securities Rulemaking Board / /

Person

Bush / /

Position

President / analyst / Regulation Analyst / /

Product

proposed rules / SuperMontage system / SuperMontage / SelectNet system / TRACE / SelectNet / /

PublishedMedium

the TRACE / /

SocialTag